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Finra Dispute Resolution

Finra Dispute Resolution – Consumer Complaint – 6-12-2012

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Consumer Statement: Filled a Misconduct case against a local Financial Planner With Finra Dispute Resolution back in 10/05/2007 paid $425.00 Case # 07-02834. The claiment has not requested a formal hearing of this matter wich meant the ” Gehrking”s” On March 12,2008 a letter From Hollace Steele Case Assistant 1 of Finra stating Pursuaant to Rule 2130 the arbitrator has ... Read More »

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